independent financial advisers

How we are paid

On receiving an enquiry we invite a prospective client to come to our offices for a preliminary meeting. The purpose of the meeting is firstly to establish whether we are able to assist with the prospective client's needs and objectives, and secondly to discuss how we would be paid for our services should we be instructed to proceed. There is no charge for this preliminary meeting and no obligation on either side.

After the initial free consultation, we will agree with you whether you pay us a fee, or we are paid out of the cost of any financial product you buy (commission). We will always tell you about any commission we earn, and it will be taken into account in working out our fee.

We have found that most clients prefer the transparency and simplicity of agreeing a fixed charge for the advice up-front, this could be paid from any product arranged or direct by clients. This option avoids any concern about levels of commission influencing advice and gives complete peace of mind whatever the need for planning you have.

Whether we take our remuneration by way of commission or fees will be a matter of discussion and agreement, and no charges for fees will be made without prior notification in writing.

If you ask us to arrange a mortgage for you we can be paid by either commission or a fee. If you choose to pay us a fee, this will usually be 0.45% of the loan amount, subject to a minimum of £300.

Please read our Privacy Statement before completing any enquiry form or before sending an email to us.

The Financial Services Authority does not regulate loans or all forms of Mortgage.

Phillip Bates & Co Financial Services Ltd is authorised and regulated by the Financial Services Authority (http://www.fsa.gov.uk/register/home.do). FSA Registration No: 469998

Phillip Bates & Co Financial Services Ltd
Registered Address:
5 Chester Road, Neston, Cheshire, CH64 9PA
Registered in England & Wales, No. 3637771